Filing Details
- Accession Number:
- 0001140361-11-029449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-24 09:36:32
- Reporting Period:
- 2011-05-23
- Filing Date:
- 2011-05-24
- Accepted Time:
- 2011-05-24 09:36:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18172 | Castle A M & Co | CAS | Wholesale-Metals Service Centers & Offices (5051) | 360879160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210986 | Iii J Patrick Herbert | 1420 Kensington Road Suite 220 Oak Brook IL 60523 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-23 | 5,000 | $13.00 | 32,839 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-23 | 3,601 | $18.15 | 29,238 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-23 | 5,000 | $0.00 | 5,000 | $13.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-06-01 | 2011-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,073 | Indirect | See Note 2 |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.08 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Beneficiary under Simpson Estates, Inc. Pension Trust, dated 12/28/85.
Billionaire Hedge Funds
