Filing Details
- Accession Number:
- 0001181431-11-032160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 20:10:08
- Reporting Period:
- 2011-05-23
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 20:10:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1015899 | W Ronald Burkle | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | Yes | No | |
| 1431428 | Yucaipa American Alliance Fund Ii Lp | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | Yes | No | |
| 1452578 | Yucaipa American Alliance (Parallel) Fund Ii, L.p. | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452579 | Yucaipa American Alliance Fund Ii, Llc | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452932 | Yucaipa American Management, Llc | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452934 | Yucaipa American Funds, Llc | C/O The Yucaipa Companies Llc 9130 East Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-23 | 363,516 | $18.49 | 7,170,384 | No | 4 | P | Indirect | Please see footnote and Remarks below |
| Common Stock | Acquisiton | 2011-05-23 | 239,484 | $18.49 | 4,723,829 | No | 4 | P | Indirect | Please see footnote and Remarks below |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Please see footnote and Remarks below |
| No | 4 | P | Indirect | Please see footnote and Remarks below |
Footnotes
- Weighted average price.
- These shares are held directly by Yucaipa American Alliance Fund II, L.P. ("YAAF II").
- These shares are held directly by Yucaipa American Alliance (Parallel) Fund II, L.P. ("YAAF II Parallel").
Billionaire Hedge Funds
