Filing Details
- Accession Number:
- 0001181431-11-032156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 20:04:44
- Reporting Period:
- 2011-05-19
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 20:04:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191300 | O Richard Wilson | 2930 W. Sam Houston Pkwy. N Suite 300 Houston TX 77343 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-19 | 6,031 | $0.00 | 146,846 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-05-20 | 12,000 | $8.02 | 134,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2011-05-19 | 9,047 | $8.29 | 9,047 | $8.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 99,990 | 2012-05-31 | 2017-05-18 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $9.40 | 2005-12-22 | 2015-12-21 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option | $22.37 | 2008-05-18 | 2013-05-17 | 7,800 | 27,800 | Direct |
| Common Stock | Stock Option | $22.75 | 2009-03-28 | 2014-03-27 | 4,628 | 32,428 | Direct |
| Common Stock | Stock Option | $2.51 | 2010-02-16 | 2015-02-15 | 26,668 | 59,096 | Direct |
| Common Stock | Stock Option | $1.57 | 2011-08-23 | 2016-08-22 | 31,847 | 90,943 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-21 | 20,000 | 20,000 | Direct |
| 2013-05-17 | 7,800 | 27,800 | Direct |
| 2014-03-27 | 4,628 | 32,428 | Direct |
| 2015-02-15 | 26,668 | 59,096 | Direct |
| 2016-08-22 | 31,847 | 90,943 | Direct |
Footnotes
- The price listed represents an average price of several transactions completed on that date.
- The stock awards in Table 1 and 2 is 100% vested as of the Company's next annual shareholder meeting. Date used for vesting in Table 2 is an estimated date.
Billionaire Hedge Funds
