Filing Details

Accession Number:
0001567619-22-005179
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-22 09:08:40
Reporting Period:
2022-02-17
Accepted Time:
2022-02-22 09:08:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
923571 Us Xpress Enterprises Inc USX Trucking (No Local) (4213) 621378182
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
931421 L Max Fuller 4080 Jenkins Road
Chattanooga TN 37421
Executive Chairman Yes Yes Yes Yes
1743588 Janice Fuller 4080 Jenkins Road
Chattanooga TN 37421
No No Yes No
1743589 Fuller Family Enterprises, Llc 4080 Jenkins Road
Chattanooga TN 37421
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-02-17 147,725 $4.02 990,895 No 4 P Indirect Member
Class A Common Stock Acquisiton 2022-02-18 97,875 $4.19 1,088,770 No 4 P Indirect Member
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Member
No 4 P Indirect Member
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 266,652 Direct
Class B Common Stock 8,261,776 Indirect Member
Class B Common Stock 1,993,269 Indirect Co-trustee
Class A Common Stock 116,735 Direct
Footnotes
  1. Price of $4.0235 is a weighted average purchase price for multiple transactions ranging from $3.965 to $4.10, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. Shares held by Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
  3. Price of $4.1878 is a weighted average purchase price for multiple transactions ranging from $4.07 to $4.28, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. Shares held by Mr. Max Fuller.
  5. Represents (i) 2,753,926 shares of Class B common stock held by FSBSPE 1, LLC (ii) 2,753,925 shares of Class B common stock held by FSBSPE 2, LLC, and (iii) 2,753,925 shares of Class B common stock held by FSBSPE 3, LLC. FSBSPE 1, LLC FSBSPE 2, LLC, and FSBSPE 3, LLC are wholly owned subsidiaries of Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
  6. Shares held by the Max L. Fuller 2008 Irrevocable Trust FBO William E. Fuller, over which Ms. Janice Fuller and her son, Mr. Eric Fuller, are the co-trustees and have shared dispositive power and Mr. Eric Fuller has sole voting power. Mr. Max Fuller and Ms. Janice Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.