Filing Details
- Accession Number:
- 0001517737-11-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 19:11:27
- Reporting Period:
- 2011-05-19
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 19:11:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492413 | Richard Delateur | 7005 Southfront Road Livermore CA 94551 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-19 | 22,114 | $0.00 | 22,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-20 | 8,178 | $9.48 | 13,936 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2011-05-19 | 6,000 | $0.00 | 6,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-05-19 | 22,114 | $0.00 | 22,114 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 56,228 | No | 4 | A | Direct | ||
| 34,114 | No | 4 | M | Direct |
Footnotes
- Represents vested shares of common stock issued pursuant to the first conversion of one-half of the restricted stock units granted on May 19, 2010.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units.
- Restricted Stock Units vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 19, 2011 and ending on May 19, 2012. Settlement of vested Units into common stock will occur on the earlier of May 19, 2012 and the date the reporting person ceases to provide services to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.
- If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in Section 9.5 of the Plan and any other agreements regarding award vesting and exercisability between the reporting person and Issuer, which agreement or form agreements are filed with the SEC.
- Restricted stock units vest and become exercisable in two equal annual installments on each May 19 of 2011 and 2012, subject to continued service.
- The restricted stock units released on May 19, 2011, were settled in shares of common stock, and were immediately cancelled upon settlement.
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