Filing Details
- Accession Number:
- 0001547903-22-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-18 16:32:49
- Reporting Period:
- 2022-02-16
- Accepted Time:
- 2022-02-18 16:32:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591042 | L Patrick Mathis | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Evp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2022-02-16 | 16,709 | $11.10 | 57,532 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2022-02-16 | 21,965 | $18.70 | 79,497 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2022-02-16 | 17,819 | $22.19 | 97,316 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2022-02-16 | 56,493 | $26.06 | 40,823 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2022-02-16 | 12,000 | $26.15 | 28,823 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2022-02-16 | 16,709 | $0.00 | 16,709 | $11.10 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2022-02-16 | 21,965 | $0.00 | 21,965 | $18.70 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2022-02-16 | 17,819 | $0.00 | 17,819 | $22.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-02-09 | No | 4 | M | Direct | |
| 0 | 2028-02-07 | No | 4 | M | Direct | |
| 0 | 2029-02-13 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.0628. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 25,881 class A common shares and 14,942 unvested restricted stock units.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.15. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 13,881 class A common shares and 14,942 unvested restricted stock units.
- The option vested in full on February 9, 2020.
- The option vested in full on February 7, 2021.
- The option vested in full on February 13, 2022.
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