Filing Details
- Accession Number:
- 0001225208-22-002766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-18 16:15:56
- Reporting Period:
- 2022-02-16
- Accepted Time:
- 2022-02-18 16:15:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383312 | Broadridge Financial Solutions Inc. | BR | Services-Business Services, Nec (7389) | 331151291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477044 | N Robert Duelks | 5 Dakota Drive Lake Success NY 11042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-16 | 12,074 | $22.67 | 34,376 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-02-16 | 9,982 | $21.29 | 44,358 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-16 | 4,704 | $145.04 | 39,654 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-02-16 | 5,761 | $145.04 | 33,893 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-02-16 | 1,300 | $145.75 | 7,700 | No | 4 | S | Indirect | BOMAR II LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | BOMAR II LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-02-16 | 9,982 | $21.29 | 9,982 | $21.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-02-16 | 12,074 | $22.67 | 12,074 | $22.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-10 | 2022-05-10 | No | 4 | M | Direct |
| 0 | 2012-11-15 | 2022-11-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.0000 - $145.4200, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The reporting person, along with his wife, Mary E. Duelks are members of BOMAR II LLC (the "LLC") through the Robert N. Duelks Revocable Trust dated January 11, 2007 and the Mary E. Duelks Revocable Trust dated January 11, 2007. Ownership in the LLC is held by various Grantor Retained Annuity Trusts ("GRATS") in which the reporting person and his wife act as Trustees.
Billionaire Hedge Funds
