Filing Details

Accession Number:
0001140361-11-029399
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-23 18:21:09
Reporting Period:
2011-05-19
Filing Date:
2011-05-23
Accepted Time:
2011-05-23 18:21:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 272978010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018327 B Steven Klinsky C/O New Mountain Capital, L.l.c.
787 7Th Avenue, 48Th Floor
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-19 1,655,170 $13.75 1,655,170 No 4 A Direct
Common Stock Acquisiton 2011-05-23 139,242 $13.75 1,794,412 No 4 A Direct
Common Stock Acquisiton 2011-05-19 68,965 $13.75 68,965 No 4 P Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 P Indirect See Note
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,252,964 Indirect See Note
Footnotes
  1. The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  2. New Mountain Guardian Partners, L.P. ("Guardian Partners") directly owns 1,252,964 shares of common stock of New Mountain Finance Corporation. New Mountain Guardian GP, L.L.C. is the general partner of Guardian Partners. The reporting person is the sole owner of New Mountain Guardian GP, L.L.C. and may be deemed to beneficially own these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.