Filing Details
- Accession Number:
- 0001866757-22-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-16 21:08:48
- Reporting Period:
- 2022-02-14
- Accepted Time:
- 2022-02-16 21:08:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866757 | Brilliant Earth Group Inc. | BRLT | Jewelry, Silverware & Plated Ware (3910) | 871015499 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1884140 | Just Rocks, Inc. | C/O Brilliant Earth Group, Inc. 300 Grant Avenue, Third Floor San Francisco CA 94108 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-02-14 | 12,536 | $0.00 | 12,536 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-02-14 | 12,536 | $12.10 | 0 | No | 4 | S | Direct | |
| Class C Common Stock | Disposition | 2022-02-14 | 12,536 | $0.00 | 49,172,097 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-02-15 | 48,595 | $0.00 | 48,595 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-02-15 | 48,595 | $12.05 | 0 | No | 4 | S | Direct | |
| Class C Common Stock | Disposition | 2022-02-15 | 48,595 | $0.00 | 49,123,502 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-02-16 | 3,526 | $0.00 | 3,526 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-02-16 | 3,526 | $12.03 | 0 | No | 4 | S | Direct | |
| Class C Common Stock | Disposition | 2022-02-16 | 3,526 | $0.00 | 49,119,976 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class D Common Stock | Common Units | Disposition | 2022-02-14 | 12,536 | $0.00 | 12,536 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-02-14 | 12,536 | $0.00 | 12,536 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-02-14 | 12,536 | $0.00 | 12,536 | $0.00 |
| Class D Common Stock | Common Units | Disposition | 2022-02-15 | 48,595 | $0.00 | 48,595 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-02-15 | 48,595 | $0.00 | 48,595 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-02-15 | 48,595 | $0.00 | 48,595 | $0.00 |
| Class D Common Stock | Common Units | Disposition | 2022-02-16 | 3,526 | $0.00 | 3,526 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-02-16 | 3,526 | $0.00 | 3,526 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-02-16 | 3,526 | $0.00 | 3,526 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,172,097 | No | 4 | C | Direct | ||
| 12,536 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 49,123,502 | No | 4 | C | Direct | ||
| 48,595 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 49,119,976 | No | 4 | C | Direct | ||
| 3,526 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- This Form 4 reports transactions by Just Rocks, Inc., the reporting person, effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Beth Gerstein and Eric Grossberg has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.
- This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.
- This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.
- The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.
Billionaire Hedge Funds
