Filing Details

Accession Number:
0001866757-22-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-16 21:08:32
Reporting Period:
2022-02-14
Accepted Time:
2022-02-16 21:08:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1866757 Brilliant Earth Group Inc. BRLT Jewelry, Silverware & Plated Ware (3910) 871015499
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1883883 Tamara Beth Gerstein C/O Brilliant Earth Group, Inc.
300 Grant Avenue, Third Floor
San Francisco CA 94108
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-02-14 12,536 $0.00 12,536 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2022-02-14 12,536 $12.10 0 No 4 S Indirect See Footnote
Class C Common Stock Disposition 2022-02-14 12,536 $0.00 49,172,097 No 4 J Indirect See Footnote
Class A Common Stock Acquisiton 2022-02-15 48,595 $0.00 48,595 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2022-02-15 48,595 $12.05 0 No 4 S Indirect See Footnote
Class C Common Stock Disposition 2022-02-15 48,595 $0.00 49,123,502 No 4 J Indirect See Footnote
Class A Common Stock Acquisiton 2022-02-16 3,526 $0.00 3,526 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2022-02-16 3,526 $12.03 0 No 4 S Indirect See Footnote
Class C Common Stock Disposition 2022-02-16 3,526 $0.00 49,119,976 No 4 J Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 J Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 J Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 J Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class D Common Stock Common Units Disposition 2022-02-14 12,536 $0.00 12,536 $0.00
Class A Common Stock Class D Common Stock Acquisiton 2022-02-14 12,536 $0.00 12,536 $0.00
Class A Common Stock Class D Common Stock Disposition 2022-02-14 12,536 $0.00 12,536 $0.00
Class D Common Stock Common Units Disposition 2022-02-15 48,595 $0.00 48,595 $0.00
Class A Common Stock Class D Common Stock Acquisiton 2022-02-15 48,595 $0.00 48,595 $0.00
Class A Common Stock Class D Common Stock Disposition 2022-02-15 48,595 $0.00 48,595 $0.00
Class D Common Stock Common Units Disposition 2022-02-16 3,526 $0.00 3,526 $0.00
Class A Common Stock Class D Common Stock Acquisiton 2022-02-16 3,526 $0.00 3,526 $0.00
Class A Common Stock Class D Common Stock Disposition 2022-02-16 3,526 $0.00 3,526 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
49,172,097 No 4 C Indirect
12,536 No 4 C Indirect
0 No 4 C Indirect
49,123,502 No 4 C Indirect
48,595 No 4 C Indirect
0 No 4 C Indirect
49,119,976 No 4 C Indirect
3,526 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.
  2. This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Eric Grossberg and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.
  3. This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.
  5. This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  7. The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.
  8. The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis