Filing Details
- Accession Number:
- 0001140361-11-029346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 17:02:32
- Reporting Period:
- 2011-05-20
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 17:02:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287213 | Douglas Dynamics Inc | PLOW | Construction Machinery & Equip (3531) | 134275891 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489527 | L James Janik | C/O Douglas Dynamics, Inc. 7777 North 73Rd Street Milwaukee WI 53223 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-20 | 97,314 | $4.21 | 349,304 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-20 | 97,314 | $14.20 | 251,990 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-20 | 97,314 | $0.00 | 97,314 | $4.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-04 | No | 4 | M | Direct |
Footnotes
- These stock options are fully vested and can be exercised at any time.
Billionaire Hedge Funds
