Home > Insider Trading > Filing (0001209191-22-010214)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880631	Wisdomtree Investments Inc.	WETF	Security Brokers, Dealers & Flotation Companies (6211)	133487784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
934992	L Jonathan Steinberg	C/O Wisdomtree Investments, Inc. 230 Park Avenue, 3Rd Floor West New York NY 10169	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-02-15	153,913	$5.87	8,291,458	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	798	Indirect	By Spouse

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2021. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.925, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
Includes restricted stock awards vesting as to (i) 185,738 shares on January 25, 2023, (ii) 113,695 shares on January 25, 2024 and (iii) 72,571 shares on January 25, 2025.