Filing Details
- Accession Number:
- 0001209191-22-010121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-16 11:43:16
- Reporting Period:
- 2022-02-15
- Accepted Time:
- 2022-02-16 11:43:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1760173 | Surgalign Holdings Inc. | SRGA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1544482 | M. Terry Rich | 520 Lake Cook Road, Suite 315 Deerfield IL 60015 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-02-15 | 434,784 | $0.46 | 3,225,429 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2022-02-15 | 326,088 | $0.00 | 326,088 | $0.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
765,186 | 2022-02-15 | 2027-02-15 | No | 4 | P | Direct |
Footnotes
- Total shares includes 17,985 shares purchased under the Company's Employee Stock Purchase Plan on December 31, 2021, which is exempt under Rule 16b-3(c).