Filing Details
- Accession Number:
- 0000950142-22-000736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-15 21:32:18
- Reporting Period:
- 2021-02-14
- Accepted Time:
- 2022-02-15 21:32:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1824403 | Reservoir Media Inc. | RSVR | Services-Amusement & Recreation Services (7900) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1867327 | M. Stephen Cook | C/O Reservoir Media, Inc. 75 Varick Street, 9Th Floor New York NY 10013 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Acquisiton | 2022-02-14 | 16,510 | $7.03 | 158,736 | No | 4 | P | Indirect | By BTCSJC Music LLC |
| Common Stock, $0.0001 Par Value | Acquisiton | 2022-02-15 | 25,000 | $7.46 | 183,736 | No | 4 | P | Indirect | By BTCSJC Music LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By BTCSJC Music LLC |
| No | 4 | P | Indirect | By BTCSJC Music LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants to purchase Common Stock | Acquisiton | 2022-02-14 | 1,510 | $1.10 | 1,510 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,510 | 2021-08-27 | 2026-07-28 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.0001 Par Value | 873,435 | Direct |
Footnotes
- The Reporting Person purchased 16,510 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer") in multiple trades at prices ranging from $6.92 to $7.12 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected.
- The Reporting Person purchased 25,000 shares of Common Stock of the Issuer in multiple trades at prices ranging from $7.30 to $7.50 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected.
- The Reporting Person purchased 1,510 warrants, each whole warrant exercisable to purchase one share of the Common Stock at $11.50, in multiple trades at prices ranging from $1.09 to $1.12 per warrant. The price reported above reflects the weighted average purchase price per warrant. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of warrants and prices at which the transaction was effected.
Billionaire Hedge Funds
