Filing Details
- Accession Number:
- 0000104918-11-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 15:18:22
- Reporting Period:
- 2011-05-20
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 15:18:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 104918 | Avista Corp | AVA | Electric & Other Services Combined (4931) | 910462470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1466556 | C Diane Thoren | 1411 E. Mission Avenue Spokane WA 99202 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-20 | 1,000 | $10.17 | 4,092 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-20 | 1,000 | $25.30 | 3,092 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Exercise of Stock Options | Disposition | 2011-05-20 | 1,000 | $25.30 | 1,000 | $10.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,025 | 2012-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Held In 401(K) Plan | 4,350 | Indirect | held by Trustee |
| Common Stock Held In Executive Deferral Account | 975 | Indirect | held by Trustee |
| Common Stock Held By Grandson, Zachary Brown | 39 | Indirect | held by Grandson |
| Common Stock Held By Niece, Katherine Cuthill | 39 | Indirect | held by Niece |
| Common Stock Held By Niece, Mcintyre Cuthill | 13 | Indirect | held by Niece |
| Common Stock Held By Granddaughter, Mckenzie Brown | 24 | Indirect | held by Granddaughter |
| Common Stock Held By Grandson, Colton Avery | 14 | Indirect | held by Grandson |
| Common Stock Held By Granddaughter, Avery Materne | 7 | Indirect | held by Granddaughter |
Footnotes
- Exercise and Sale of Option Grant scheduled to expire November 2012.
- Option vest in four equal annaul installments beginning the first anniversary of the grant date. Ms. Thoren acquired an option grant in November 2002.
- Total reflects the number of derivative securities remaining for this particular grant.
Billionaire Hedge Funds
