Filing Details

Accession Number:
0000005768-11-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-23 14:24:34
Reporting Period:
2011-05-19
Filing Date:
2011-05-23
Accepted Time:
2011-05-23 14:24:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5768 American Science & Engineering Inc. ASEI X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) 042240991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447577 B Robert Cline American Science And Engineering, Inc.
829 Middlesex Turnpike
Billerica MA 01821
Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-19 655 $61.40 7,295 No 4 M Direct
Common Stock Acquisiton 2011-05-19 169 $51.56 7,464 No 4 M Direct
Common Stock Disposition 2011-05-19 824 $90.00 6,640 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-05-19 655 $0.00 655 $61.40
Common Stock Stock Option (Right to Buy) Disposition 2011-05-19 169 $0.00 169 $51.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
328 2011-05-06 2019-05-15 No 4 M Direct
0 2011-05-06 2018-06-12 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2011.
  2. On May 15, 2009, the reporting person was granted an option to purchase 983 shares of common stock. The option vests in increments based on AS&E's satisfaction of certain performance criteria. The performance criteria was met for two thirds of the goals, resulting in vesting of the option as to 655 shares.
  3. On June 12, 2008, the reporting person was granted an option to purchase 507 shares of common stock. The option vests in increments based on AS&E's satisfaction of certain performance criteria. The performance criteria was met for the goals, resulting in vesting of the option as to the remaining 169 shares.