Filing Details
- Accession Number:
- 0001104659-11-030800
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 14:18:50
- Reporting Period:
- 2011-05-19
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 14:18:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
314203 | U S Gold Corp | UXG | Mineral Royalty Traders (6795) | 840796160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429244 | Perry Ing | 99 George Street, 3Rd Floor Toronto A6 M5A 2N4 | Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2011-05-19 | 15,000 | $2.51 | 45,833 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2011-05-19 | 15,000 | $6.55 | 30,833 | No | 4 | S | Direct | |
Common Stock, No Par Value | Acquisiton | 2011-05-20 | 45,000 | $3.57 | 75,833 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2011-05-20 | 59,000 | $6.67 | 16,833 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Rt. to buy) | Disposition | 2011-05-19 | 15,000 | $0.00 | 15,000 | $2.51 |
Common Stock | Stock Option (Rt. To buy) | Disposition | 2011-05-20 | 45,000 | $0.00 | 45,000 | $3.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | 2020-02-17 | No | 4 | M | Direct | |
105,000 | 2018-03-03 | No | 4 | M | Direct |
Footnotes
- The Stock Option is exercisable as follows: 30,000 options are exercisable on 2/17/2011, 30,000 options are exercisable on 2/17/2012, and 30,000 options are exercisable on 2/17/2013, so long as the Reporting Person remains an employee of or consultant to the Company.
- The Stock Option is exercisable as follows: 50,000 options are exercisable on 3/03/2009, 50,000 options are exercisable on 3/03/2010, and 50,000 options are exercisable on 3/03/2011, so long as the Reporting Person remains an employee of or consultant to the Company.