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Filing Details

Accession Number:: 0001209191-22-009388
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-02-14 17:02:22
Reporting Period:: 2022-02-10

Accepted Time:: 2022-02-14 17:02:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700842	Frederic Jacques Kerrest	C/O Okta, Inc. 100 First St, Suite 600 San Francisco CA 94105	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2022-02-10	9,785	$0.00	7,592	No	4	G	Direct
Class A Common Stock	Acquisiton	2022-02-10	9,785	$0.00	9,785	No	4	G	Indirect	By Trust
Class A Common Stock	Disposition	2022-02-10	8,800	$200.42	985	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2022-02-10	985	$201.15	0	No	4	S	Indirect	By Trust
Class A Common Stock	Acquisiton	2022-02-10	525	$0.00	525	No	4	C	Indirect	By Trust
Class A Common Stock	Disposition	2022-02-10	525	$200.00	0	No	4	S	Indirect	By Trust
Class A Common Stock	Acquisiton	2022-02-10	1,764	$0.00	1,764	No	4	C	Indirect	By Trust
Class A Common Stock	Disposition	2022-02-10	1,764	$200.02	0	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	G	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	C	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	C	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2022-02-10	525	$0.00	525	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2022-02-10	1,764	$0.00	1,764	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
86,476			No	4	C	Indirect
257,768			No	4	C	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00		1,183,510	1,183,510	Indirect
Class B Common Stock	Employee Stock Option (Right to Buy)	$1.40	2023-08-29	3,572	3,572	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$3.11	2024-08-26	42,812	42,812	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$7.17	2025-08-27	236,053	236,053	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.97	2026-07-29	988,852	988,852	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$39.21	2028-03-21	114,000	114,000	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$82.16	2029-03-24	71,547	71,547	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$142.47	2030-04-14	62,511	62,511	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$274.96	2031-04-21	31,834	31,834	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$274.96	2031-04-21	63,667	63,667	Direct
Class A Common Stock	Restricted Stock Units	$0.00		3,088	3,088	Direct
Class A Common Stock	Restricted Stock Units	$0.00		10,290	10,290	Direct
Class A Common Stock	Restricted Stock Units	$0.00		16,647	16,647	Direct
Class A Common Stock	Restricted Stock Units	$0.00		13,479	13,479	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,183,510	1,183,510	Indirect
2023-08-29	3,572	3,572	Direct
2024-08-26	42,812	42,812	Direct
2025-08-27	236,053	236,053	Direct
2026-07-29	988,852	988,852	Direct
2028-03-21	114,000	114,000	Direct
2029-03-24	71,547	71,547	Direct
2030-04-14	62,511	62,511	Direct
2031-04-21	31,834	31,834	Direct
2031-04-21	63,667	63,667	Direct
	3,088	3,088	Direct
	10,290	10,290	Direct
	16,647	16,647	Direct
	13,479	13,479	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.01 to $201.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares subject to the option are fully vested and exercisable by the Reporting Person.
25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date.
25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date.
25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.