Filing Details
- Accession Number:
- 0001371285-22-000033
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-02-14 17:13:16
- Reporting Period:
- 2021-08-25
- Accepted Time:
- 2022-02-14 17:13:16
- Original Submission Date:
- 2022-01-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371285 | Trupanion Inc. | TRUP | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1800776 | Gavin Friedman | C/O Trupanion, Inc. 6100 4Th Avenue S, Suite 200 Seattle WA 98108 | Evp, People And Legal | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-25 | 313 | $0.00 | 360 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-25 | 123 | $93.83 | 237 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-08-25 | 684 | $0.00 | 921 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-25 | 269 | $93.83 | 652 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-08-25 | 23 | $0.00 | 675 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-25 | 9 | $93.83 | 666 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-08-25 | 2,746 | $0.00 | 3,412 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-25 | 1,080 | $93.83 | 2,332 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-11-25 | 312 | $0.00 | 2,644 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-25 | 123 | $125.23 | 2,521 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-25 | 684 | $0.00 | 3,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-25 | 269 | $125.23 | 2,936 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-25 | 23 | $0.00 | 2,959 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-25 | 10 | $125.22 | 2,949 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-25 | 2,747 | $0.00 | 5,696 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-25 | 1,080 | $125.03 | 4,616 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2022-01-03 | 10,000 | $16.32 | 14,616 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-01-03 | 9,000 | $17.97 | 23,616 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-01-03 | 3,151 | $126.29 | 20,465 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-03 | 3,300 | $127.32 | 17,165 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-03 | 2,816 | $128.58 | 14,349 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-03 | 7,417 | $129.37 | 6,932 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-03 | 550 | $130.43 | 6,382 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-03 | 1,550 | $131.43 | 4,832 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-03 | 1,800 | $132.67 | 3,032 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-03 | 1,077 | $133.46 | 1,955 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-03 | 339 | $134.45 | 1,616 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-08-25 | 313 | $0.00 | 313 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-08-25 | 684 | $0.00 | 684 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-08-25 | 23 | $0.00 | 23 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-08-25 | 2,746 | $0.00 | 2,746 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-11-25 | 312 | $0.00 | 312 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-11-25 | 684 | $0.00 | 684 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-11-25 | 23 | $0.00 | 23 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-11-25 | 2,747 | $0.00 | 2,747 | $0.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2022-01-03 | 10,000 | $0.00 | 10,000 | $16.32 |
| Common Stock | Stock Option (right to buy) | Disposition | 2022-01-03 | 9,000 | $0.00 | 9,000 | $17.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 625 | 2022-02-25 | No | 4 | M | Direct | |
| 4,104 | 2023-02-25 | No | 4 | M | Direct | |
| 205 | 2023-11-25 | No | 4 | M | Direct | |
| 27,464 | 2024-02-25 | No | 4 | M | Direct | |
| 313 | 2022-02-25 | No | 4 | M | Direct | |
| 3,420 | 2023-02-25 | No | 4 | M | Direct | |
| 182 | 2023-11-25 | No | 4 | M | Direct | |
| 24,717 | 2024-02-25 | No | 4 | M | Direct | |
| 0 | 2026-09-19 | No | 4 | M | Direct | |
| 0 | 2027-05-04 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
- This Form 4 amends the incorrect disclosure that shares were withheld by issuer to satisfy taxes and corrects the disclosure to report that shares were sold by issuer to satisfy tax obligations.
- This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.365 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.83 to $126.77 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.88 to $127.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.90 to $128.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.915 to $129.745 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.01 to $130.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.03 to $132.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.05 to $133.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.10 to $133.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.18 to $134.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- The option is fully vested.
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