Filing Details
- Accession Number:
- 0000049071-11-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 10:41:36
- Reporting Period:
- 2011-05-19
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 10:41:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1085718 | C Bonnie Hathcock | Humana Inc. 500 West Main Street Louisville KY 40202 | Sr Vp & Chief Human Res. Off | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Humana Common | Acquisiton | 2011-05-19 | 38,062 | $62.10 | 71,992 | No | 4 | M | Direct | |
Humana Common | Disposition | 2011-05-19 | 46,452 | $79.91 | 25,540 | No | 4 | S | Direct | |
Humana Common | Disposition | 2011-05-19 | 1,252 | $79.83 | 24,288 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Humana Common | Options | Disposition | 2011-05-19 | 38,062 | $62.10 | 38,062 | $62.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-22 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Humana Common | Options | $69.48 | 2015-02-21 | 41,036 | 41,036 | Direct | |
Humana Common | Options | $41.83 | 2016-02-19 | 38,701 | 19,351 | Direct | |
Humana Common | Options | $46.40 | 2017-02-18 | 12,117 | 24,235 | Direct | |
Humana Common | Options | $61.18 | 2018-02-17 | 22,767 | 22,767 | Direct | |
Humana Common | Restricted Stock Units | $0.00 | 5,149 | 5,149 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-02-21 | 41,036 | 41,036 | Direct |
2016-02-19 | 38,701 | 19,351 | Direct |
2017-02-18 | 12,117 | 24,235 | Direct |
2018-02-17 | 22,767 | 22,767 | Direct |
5,149 | 5,149 | Direct |
Footnotes
- The shares sold in multiple lots ranging from $79.69 to $80.04. The weighted average sale price was $79.9072.
- Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
- Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
- Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
- Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
- Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
- Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.