Filing Details
- Accession Number:
- 0001127602-22-004624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-11 17:20:43
- Reporting Period:
- 2022-02-10
- Accepted Time:
- 2022-02-11 17:20:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535929 | Voya Financial Inc. | VOYA | Life Insurance (6311) | 521222820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685164 | Nancy Ferrara | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-10 | 21,480 | $37.60 | 35,296 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-10 | 21,480 | $72.74 | 13,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance-Based Stock Options | Disposition | 2022-02-10 | 21,480 | $0.00 | 21,480 | $37.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 71,174 | 2025-12-16 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 8,682 | 8,682 | Direct | ||
| Common Stock | Performance Stock Unit | $0.00 | 16,104 | 16,104 | Direct | ||
| Common Stock | Deferred Savings Plan Issuer Stock Units | $0.00 | 7,264 | 7,264 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 8,682 | 8,682 | Direct | |
| 16,104 | 16,104 | Direct | |
| 7,264 | 7,264 | Direct |
Footnotes
- The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021.
- This transaction was executed in multiple trades at prices ranging from $71.00 to $73.38. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018.
- The stock units will vest based on their respective award agreements.
- Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
- Includes dividend of 21.794 shares.
Billionaire Hedge Funds
