Filing Details

Accession Number:
0000899243-22-005692
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-10 20:50:55
Reporting Period:
2022-02-08
Accepted Time:
2022-02-10 20:50:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527166 Carlyle Group Inc. CG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220640 Kewsong Lee 1001 Pennsylvania Avenue, Nw
Washington DC 20004
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-08 685,608 $0.00 1,077,087 No 4 A Direct
Common Stock Disposition 2022-02-08 359,317 $48.90 717,770 No 4 S Direct
Common Stock Acquisiton 2022-02-10 605,528 $0.00 1,323,298 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,283,407 Indirect See Footnote
Common Stock 283,563 Indirect See Footnote
Footnotes
  1. These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.
  2. These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.
  3. These securities are restricted stock unit awards that will be eligible to vest in February 2027 based on the reporting person's continued service at the company through the vesting date and the attainment of specified stock price target conditions, where such restricted stock units will be eligible to vest at the 20%, 40%, 60%, 80% or 100% level based on the attainment of 20-consecutive trading day average closing stock prices equal to or in excess of $59.21, $69.08, $78.94, $88.81 and $98.68, respectively.
  4. Such shares of common stock are held in a grantor retained annuity trust.
  5. Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.