Filing Details
- Accession Number:
- 0000899243-22-005692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-10 20:50:55
- Reporting Period:
- 2022-02-08
- Accepted Time:
- 2022-02-10 20:50:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527166 | Carlyle Group Inc. | CG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220640 | Kewsong Lee | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-02-08 | 685,608 | $0.00 | 1,077,087 | No | 4 | A | Direct | |
Common Stock | Disposition | 2022-02-08 | 359,317 | $48.90 | 717,770 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-02-10 | 605,528 | $0.00 | 1,323,298 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,283,407 | Indirect | See Footnote |
Common Stock | 283,563 | Indirect | See Footnote |
Footnotes
- These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.
- These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.
- These securities are restricted stock unit awards that will be eligible to vest in February 2027 based on the reporting person's continued service at the company through the vesting date and the attainment of specified stock price target conditions, where such restricted stock units will be eligible to vest at the 20%, 40%, 60%, 80% or 100% level based on the attainment of 20-consecutive trading day average closing stock prices equal to or in excess of $59.21, $69.08, $78.94, $88.81 and $98.68, respectively.
- Such shares of common stock are held in a grantor retained annuity trust.
- Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.