Filing Details
- Accession Number:
- 0001806637-22-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-10 16:20:52
- Reporting Period:
- 2022-02-08
- Accepted Time:
- 2022-02-10 16:20:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1347839 | P James Moniz | 3560 Bassett Street Santa Clara CA 95054 | Chief Financial Officer, | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-08 | 2,850 | $5.42 | 200,198 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-08 | 2,850 | $5.54 | 197,348 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-02-09 | 27,150 | $5.42 | 224,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-09 | 27,150 | $5.54 | 197,348 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2022-02-08 | 2,850 | $5.54 | 2,850 | $5.42 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2022-02-09 | 27,150 | $5.54 | 27,150 | $5.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,150 | 2016-05-21 | 2022-05-21 | No | 4 | M | Direct |
| 0 | 2016-05-21 | 2022-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Indirect | by Trust |
Footnotes
- The options that were exercised and the sales that are reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 11/3/2020
- The option will vest and become exercisable in three equal installments upon the Reporting Person's completion of each year of service over the three-year period measured from the grant date.
Billionaire Hedge Funds
