Filing Details
- Accession Number:
- 0001225208-22-001781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-10 12:36:11
- Reporting Period:
- 2022-02-09
- Accepted Time:
- 2022-02-10 12:36:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1889263 | A Richard Wurster | 3000 Schwab Way Westlake TX 76262 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-09 | 26,069 | $41.63 | 113,023 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-02-09 | 20,486 | $44.24 | 133,509 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-02-09 | 14,868 | $46.39 | 148,377 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-02-09 | 61,423 | $94.62 | 86,954 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2022-02-09 | 26,069 | $0.00 | 26,069 | $41.63 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2022-02-09 | 20,486 | $0.00 | 20,486 | $44.24 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2022-02-09 | 14,868 | $0.00 | 14,868 | $46.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,069 | 2020-06-03 | 2029-06-03 | No | 4 | M | Direct |
| 0 | 2018-11-01 | 2027-11-01 | No | 4 | M | Direct |
| 4,956 | 2019-11-01 | 2028-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,104 | Indirect | by ESPP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $94.42 to $94.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
