Filing Details
- Accession Number:
- 0001127602-22-004103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-10 12:31:50
- Reporting Period:
- 2022-02-09
- Accepted Time:
- 2022-02-10 12:31:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507137 | J Timothy Lau | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Disposition | 2022-02-09 | 994 | $25.71 | 58,357 | No | 4 | F | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2022-02-09 | 10,000 | $17.38 | 68,357 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2022-02-09 | 10,000 | $25.55 | 58,357 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2022-02-09 | 10,000 | $0.00 | 10,000 | $17.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,152 | 2026-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 1,613 | Indirect | 401(k) Plan |
Footnotes
- Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.53 to $25.58, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holder of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- Option vests in four equal annual installments beginning on February 8, 2017.
Billionaire Hedge Funds
