Filing Details
- Accession Number:
- 0001203311-11-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-20 18:39:04
- Reporting Period:
- 2011-05-18
- Filing Date:
- 2011-05-20
- Accepted Time:
- 2011-05-20 18:39:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393945 | C Thomas Reynolds | 21823 30Th Drive Se Bothell WA 98021 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-18 | 5,413 | $11.09 | 8,440 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-18 | 5,413 | $18.70 | 3,027 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-19 | 6,666 | $11.09 | 9,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-19 | 6,666 | $18.71 | 3,027 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-19 | 1,253 | $11.09 | 4,280 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-19 | 1,253 | $18.71 | 3,027 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-19 | 6,666 | $11.09 | 9,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-19 | 6,666 | $18.71 | 3,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-18 | 5,413 | $0.00 | 5,413 | $11.09 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-19 | 6,666 | $0.00 | 6,666 | $11.09 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-19 | 1,253 | $0.00 | 1,253 | $11.09 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-19 | 6,666 | $0.00 | 6,666 | $11.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 85,570 | 2018-08-27 | No | 4 | M | Direct | |
| 78,904 | 2018-08-27 | No | 4 | M | Direct | |
| 77,651 | 2018-08-27 | No | 4 | M | Direct | |
| 70,985 | 2018-08-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Reynolds on December 17, 2010.
- Shares shall vest at a rate of 25% on 8/27/09 and monthly thereafter until all the shares are fully vested on 8/27/12.
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