Filing Details
- Accession Number:
- 0001127602-11-017223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-20 18:19:45
- Reporting Period:
- 2011-05-18
- Filing Date:
- 2011-05-20
- Accepted Time:
- 2011-05-20 18:19:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304956 | E Joe Harlan | 3M Center St. Paul MN 55144-1000 | Exec Vp Consumer & Office | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-18 | 100 | $94.10 | 14,181 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-18 | 100 | $94.11 | 14,081 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-18 | 100 | $94.12 | 13,981 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-18 | 100 | $94.13 | 13,881 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-18 | 100 | $94.14 | 13,781 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-18 | 100 | $94.15 | 13,681 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-18 | 100 | $94.17 | 13,581 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-05-18 | 18,762 | $0.00 | 18,762 | $84.40 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-05-18 | 39,037 | $0.00 | 39,037 | $76.80 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-05-18 | 60,000 | $0.00 | 60,000 | $87.35 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-05-18 | 38,979 | $0.00 | 38,979 | $84.78 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-05-18 | 45,508 | $0.00 | 45,508 | $77.18 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-05-18 | 33,119 | $0.00 | 33,119 | $54.11 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-05-18 | 16,721 | $0.00 | 16,721 | $78.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-05-12 | 2014-05-09 | No | 4 | M | Direct |
| 0 | 2006-05-10 | 2015-05-08 | No | 4 | M | Direct |
| 0 | 2007-05-09 | 2016-05-09 | No | 4 | M | Direct |
| 0 | 2008-05-08 | 2017-05-08 | No | 4 | M | Direct |
| 0 | 2009-05-13 | 2018-05-13 | No | 4 | M | Direct |
| 16,561 | 2010-02-09 | 2019-02-08 | No | 4 | M | Direct |
| 33,445 | 2011-02-09 | 2020-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,103 | Indirect | By 401k/paesop Trust |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
- Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
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