Filing Details

Accession Number:
0001209191-22-008145
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-09 17:42:27
Reporting Period:
2022-02-08
Accepted Time:
2022-02-09 17:42:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786205 Arcellx Inc. ACLX () G7
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388325 A/S Holdings Novo Tuborg Havnevej 19
Hellerup G7 2900
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-08 3,183,545 $0.00 3,183,545 No 4 C Direct
Common Stock Acquisiton 2022-02-08 833,333 $15.00 4,016,878 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock SERIES A PREFERRED STOCK Disposition 2022-02-08 1,550,309 $0.00 1,550,309 $0.00
Common Stock SERIES B-1 PREFERRED STOCK Disposition 2022-02-08 666,651 $0.00 666,651 $0.00
Common Stock SERIES B-2 PREFERRED STOCK Disposition 2022-02-08 533,389 $0.00 533,389 $0.00
Common Stock SERIES C PREFERRED STOCK Disposition 2022-02-08 433,196 $0.00 433,196 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, and Series C Preferred Stock automatically converted into one share of common stock upon the completion of the Issuer's initial public offering. These shares have no expiration date.
  2. Represents a purchase from the underwriters in the Issuer's initial public offering.