Filing Details

Accession Number:
0000904454-22-000114
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-09 16:57:30
Reporting Period:
2022-02-07
Accepted Time:
2022-02-09 16:57:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575023 Farhad Nanji C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-07 150,000 $58.87 4,125,518 No 4 P Indirect See footnote
Common Stock Acquisiton 2022-02-07 354 $69.56 171,668 No 4 A Direct
Common Stock Acquisiton 2022-02-08 106,274 $60.19 4,231,792 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 A Direct
No 4 P Indirect See footnote
Footnotes
  1. MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein.
  2. The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2021, pursuant to the Issuer's 2013 Equity Incentive Plan. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
  3. Consists of 2,124 restricted stock units and 169,544 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.