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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1270436	Institutional Financial Markets Inc.	IFMI	Security Brokers, Dealers & Flotation Companies (6211)	161685692

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1020944	Steven G Dawson	C/O Institutional Financial Markets, Inc 2929 Arch Street, 17Th Floor Philadelphia PA 19104-2870		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	Disposition	2011-05-12	8,660	$0.00	11,854	No	5	G	Direct
Common Stock, $0.001 Par Value Per Share	Acquisiton	2011-05-12	8,660	$0.00	17,663	No	5	G	Indirect	By Trust (See Footnote 2)
Common Stock, $0.001 Par Value Per Share	Acquisiton	2011-05-16	5,000	$4.00	22,663	No	4	P	Indirect	By Trust (See Footnote 2)
Common Stock, $0.001 Par Value Per Share	Acquisiton	2011-05-18	5,000	$3.85	27,663	No	4	P	Indirect	By Trust (See Footnote 2)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	By Trust (See Footnote 2)
No	4	P	Indirect	By Trust (See Footnote 2)
No	4	P	Indirect	By Trust (See Footnote 2)

Footnotes

Upon vesting of restricted stock previously issued to the Reporting Person, the newly vested common stock was gifted to Corriente Private Trust. See footnote 2.
These securities are held by Corriente Private Trust, an irrevocable trust (the "Trust"). The Reporting Person is the Primary Trustee and sole beneficiary of the Trust and has voting and investment control with respect to the securities in the Trust. The Reporting Person disclaims any interest in the securities beyond his pecuniary interest.