Filing Details
- Accession Number:
- 0001181431-11-031690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-20 17:06:46
- Reporting Period:
- 2011-05-18
- Filing Date:
- 2011-05-20
- Accepted Time:
- 2011-05-20 17:06:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241524 | C John Hellmann | 66 Field Point Road Greenwich CT 06830 | Chief Exec. Officer & Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-05-18 | 50,262 | $29.41 | 296,934 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-18 | 9,214 | $56.63 | 287,720 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-18 | 28,047 | $57.42 | 259,673 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-05-19 | 77,872 | $30.37 | 337,545 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-19 | 57,490 | $58.55 | 280,055 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-19 | 1,700 | $59.06 | 278,355 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2011-05-18 | 50,262 | $0.00 | 50,262 | $29.41 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2011-05-19 | 77,872 | $0.00 | 77,872 | $30.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-05-29 | No | 4 | M | Direct | |
0 | 2011-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock, $.01 Par Value | 1,872 | Direct |
Footnotes
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $56.14 to $56.99.
- Represents the weighted average sales for price increments ranging from $57.00 to $57.98.
- Represents the weighted average sales price for price increments ranging from $58.16 to $58.99.
- Represents the weighted average sales price for price increments ranging from $59.00 to $59.16.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments beginning May 30, 2007.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became fully vested on June 2, 2006.