Filing Details
- Accession Number:
- 0001127602-22-003615
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-02-07 18:42:13
- Reporting Period:
- 2022-01-29
- Accepted Time:
- 2022-02-07 18:42:13
- Original Submission Date:
- 2022-02-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730101 | Denise Pickett | 200 Vesey Street, American Express Tower New York NY 10285-5001 | Pres., Gsg And Tls | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-01-29 | 15,451 | $0.00 | 31,096 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-01-29 | 8,351 | $177.06 | 22,806 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-02-03 | 7,000 | $183.96 | 15,806 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2022-01-29 | 16,688 | $0.00 | 16,688 | $100.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,688 | 2022-01-29 | 2029-01-29 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,400 | Indirect | by ESOP |
Footnotes
- Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
- The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- Includes shares acquired pursuant to dividend reinvestment.
- Includes shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
- The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.
Billionaire Hedge Funds
