Filing Details
- Accession Number:
- 0001127602-22-003597
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-02-07 18:13:02
- Reporting Period:
- 2022-01-29
- Accepted Time:
- 2022-02-07 18:13:02
- Original Submission Date:
- 2022-01-31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753557 | Anna Marrs | 200 Vesey Street, American Express Tower New York NY 10285-5001 | Group Pres., Gcs And Cfr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-01-29 | 30,507 | $0.00 | 36,482 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-01-29 | 17,106 | $177.06 | 19,376 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2022-01-31 | 32,948 | $100.96 | 52,324 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-01-31 | 29,982 | $177.14 | 22,342 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-02-04 | 6,700 | $184.55 | 15,642 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2022-01-29 | 32,948 | $0.00 | 32,948 | $100.96 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-01-31 | 32,948 | $0.00 | 32,948 | $100.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,948 | 2022-01-29 | 2029-01-29 | No | 4 | A | Direct |
| 0 | 2022-01-29 | 2029-01-29 | No | 4 | M | Direct |
Footnotes
- Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
- The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.0100 to $177.3350. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- This amount reflect 2,966 additional shares that had been previously incorrectly classified as a derivative security (stock option) under Table II.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.5392 to $184.6100. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.
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