Filing Details
- Accession Number:
- 0001104659-22-012868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-07 17:15:57
- Reporting Period:
- 2022-02-03
- Accepted Time:
- 2022-02-07 17:15:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1722964 | Y-Mabs Therapeutics Inc. | YMAB | Pharmaceutical Preparations (2834) | 474619612 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753224 | Thomas Gad | C/O Y-Mabs Therapeutics, Inc. 230 Park Avenue, Suite 3350 New York NY 10169 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-02-03 | 35,060 | $7.90 | 947,306 | No | 4 | S | Indirect | By GAD Enterprises LLC |
| Common Stock | Disposition | 2022-02-04 | 101,104 | $7.70 | 846,202 | No | 4 | S | Indirect | By GAD Enterprises LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By GAD Enterprises LLC |
| No | 4 | S | Indirect | By GAD Enterprises LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 60,000 | Indirect | By Children |
| Common Stock | 50,000 | Direct |
Footnotes
- Represents shares sold by lender pursuant to a forced sale of common stock pledged to secure a margin loan pursuant to an agreement with the lender following a margin call on the common stocksecuring the margin loan.
- This transaction was executed in multiple trades at prices ranging from $7.8100 to $8.1100. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Reporting Person is sole member of GAD Enterprises, LLC and the sole member and manager of GAD Management, LLC, the manager of GAD Enterprises, LLC, and as such Reporting Person has sole voting and dispositive power with respect to such shares.
- This transaction was executed in multiple trades at prices ranging from $7.4200 to $8.000. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents shares owned by Reporting Person's children who are deemed to share Reporting Person's household.
Billionaire Hedge Funds
