Filing Details
- Accession Number:
- 0001398344-22-002177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-04 17:01:00
- Reporting Period:
- 2022-02-02
- Accepted Time:
- 2022-02-04 17:01:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 813623 | Swiss Helvetia Fund Inc. | SWZ | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341021 | Andrew Dakos | Park 80 West-Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-02-02 | 428 | $9.38 | 1,428 | No | 4 | P | Indirect | Limited Partnership |
| Common Stock | Acquisiton | 2022-02-03 | 572 | $9.31 | 2,000 | No | 4 | P | Indirect | Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Limited Partnership |
| No | 4 | P | Indirect | Limited Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 64 | Direct |
Footnotes
- Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
Billionaire Hedge Funds
