Filing Details

Accession Number:
0000899243-22-004646
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-02-03 17:51:11
Reporting Period:
2022-02-01
Accepted Time:
2022-02-03 17:51:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527166 Carlyle Group Inc. CG Investment Advice (6282) 452832612
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1771467 Christopher Finn 1001 Pennsylvania Avenue, Nw
Washington DC 20004
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-02-01 31,871 $0.00 798,778 No 4 A Direct
Common Stock Disposition 2022-02-01 10,956 $52.25 787,822 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 253,937 Indirect See Footnote
Common Stock 13,595 Indirect See Footnote
Footnotes
  1. These securities are restricted stock unit awards and will vest 40% on August 1, 2023, an additional 30% on August 1, 2024 and the remaining 30% on August 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date.
  2. These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
  3. These shares of common stock are held in a limited liability company of which the reporting person is the manager.
  4. These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities.