Filing Details
- Accession Number:
- 0001179110-11-008411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-20 16:14:49
- Reporting Period:
- 2011-05-18
- Filing Date:
- 2011-05-20
- Accepted Time:
- 2011-05-20 16:14:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
103145 | Veeco Instruments Inc | VECO | Special Industry Machinery, Nec (3559) | 112989601 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466382 | Peter Collingwood | Veeco Instruments Inc. Terminal Drive Plainview NY 11803 | Svp Ww Sales & Field Service | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-18 | 3,667 | $0.00 | 3,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-18 | 1,276 | $51.64 | 2,391 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-05-18 | 6,666 | $8.82 | 9,057 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-18 | 3,800 | $52.47 | 5,257 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-18 | 2,866 | $52.97 | 2,391 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-19 | 2,391 | $55.41 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2011-05-18 | 3,667 | $0.00 | 3,667 | $0.00 |
Common Stock | Stock Option (right to purchase) | Disposition | 2011-05-18 | 6,666 | $0.00 | 6,666 | $8.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,667 | No | 4 | M | Direct | ||
6,668 | 2016-05-17 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive, at settlement, one share of Veeco common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
- Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock units.
- This restricted stock unit award was granted on May 18, 2009 and vests with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant. Vested shares will be delivered to the reporting person on the vesting date.
- Reflects weighted average sale price. Actual sale prices ranged from $51.83 to $52.81 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects weighted average sale price. Actual sale prices ranged from $52.85 to $53.1005 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects weighted average sale price. Actual sale prices ranged from $55.36 to $55.46 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option was granted on May 18, 2009 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.