Filing Details
- Accession Number:
- 0001218326-11-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-20 16:07:17
- Reporting Period:
- 2011-05-18
- Filing Date:
- 2011-05-20
- Accepted Time:
- 2011-05-20 16:07:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-18 | 246,730 | $21.55 | 2,274,748 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-18 | 1,730 | $5.36 | 2,276,478 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-18 | 75,000 | $5.36 | 2,351,478 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-18 | 7,500 | $5.36 | 2,358,978 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-18 | 112,500 | $7.57 | 2,471,478 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-18 | 1,730 | $0.00 | 1,730 | $5.36 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-18 | 75,000 | $0.00 | 75,000 | $5.36 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-18 | 7,500 | $0.00 | 7,500 | $5.36 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-18 | 112,500 | $0.00 | 112,500 | $7.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 559,824 | 2002-08-31 | 2012-04-29 | No | 4 | M | Direct |
| 484,824 | 2002-08-31 | 2012-04-29 | No | 4 | M | Direct |
| 477,324 | 2002-08-31 | 2012-04-29 | No | 4 | M | Direct |
| 887,500 | 2007-08-11 | 2016-08-11 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Sales Plan.
- These holdings represent a combination of two stock grants. One option for 11,554 shares are exercisable 50% on 8/31/02 and remaining 50% on 2/28/03. The other option for 550,000 shares are exercisable on a monthly basis over two years commencing one month after grant date.
- This option vests over a three-year period in equal installments of 1/3 on each grant anniversary date.
Billionaire Hedge Funds
