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Filing Details

Accession Number:: 0001127602-22-003011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-02-02 17:16:49
Reporting Period:: 2022-01-31

Accepted Time:: 2022-02-02 17:16:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4962	American Express Co	AXP	Finance Services (6199)	134922250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1326109	J Stephen Squeri	200 Vesey Street, American Express Tower New York NY 10285-5001	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-01-31	26,260	$86.84	96,613	No	4	M	Direct
Common Stock	Acquisiton	2022-01-31	6,777	$83.30	103,390	No	4	M	Direct
Common Stock	Acquisiton	2022-01-31	175,000	$95.52	278,390	No	4	M	Direct
Common Stock	Acquisiton	2022-02-01	59,619	$95.92	338,009	No	4	M	Direct
Common Stock	Disposition	2022-02-01	53,264	$176.94	284,745	No	4	S	Direct
Common Stock	Disposition	2022-02-01	128,353	$177.71	156,392	No	4	S	Direct
Common Stock	Disposition	2022-02-01	26,420	$178.36	129,972	No	4	S	Direct
Common Stock	Disposition	2022-02-01	18,593	$181.22	111,379	No	4	S	Direct
Common Stock	Disposition	2022-02-01	22,757	$182.32	88,622	No	4	S	Direct
Common Stock	Disposition	2022-02-01	18,269	$182.81	70,353	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2022-01-31	26,260	$0.00	26,260	$86.64
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2022-01-31	6,777	$0.00	6,777	$83.30
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2022-01-31	175,000	$0.00	175,000	$95.52
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2022-02-01	59,619	$0.00	59,619	$95.52

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-01-28	2024-01-28	No	4	M	Direct
0	2018-01-26	2025-01-26	No	4	M	Direct
59,619	2020-10-31	2024-10-31	No	4	M	Direct
0	2020-10-31	2024-10-31	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	38,750	Indirect	by 2020 GRAT
Common Stock	137,127	Indirect	by GRAT
Common Stock	123	Indirect	401(k) Trust

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.31 to $177.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3050 to $178.2879. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.29 to $178.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.74 to $181.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.72 to $182.62. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.63 to $183.0763. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Includes shares acquired pursuant to dividend reinvestment.
Includes shares acquired pursuant to dividend reinvestment.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.