Filing Details
- Accession Number:
- 0001144204-11-031298
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-20 11:51:23
- Reporting Period:
- 2011-05-18
- Filing Date:
- 2011-05-20
- Accepted Time:
- 2011-05-20 11:51:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403787 | Harry Schlachter | C/O Amtrust Financial Services, Inc. 59 Maiden Lane 6Th Floor New York NY 10038 | Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-18 | 10,000 | $7.50 | 29,425 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-18 | 10,000 | $20.58 | 19,425 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2011-05-18 | 10,000 | $0.00 | 10,000 | $7.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2007-09-01 | 2016-09-01 | No | 4 | M | Direct |
Footnotes
- Stock options vest as follows: 25% of the options granted to Mr. Schlachter vested on September 1, 2007. The remaining 75% of the options vested pro rata quarterly over the three-year period following September 1, 2007.