Filing Details
- Accession Number:
- 0001465740-22-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-02-01 16:27:20
- Reporting Period:
- 2022-01-31
- Accepted Time:
- 2022-02-01 16:27:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1465740 | Two Harbors Investment Corp. | TWO | Real Estate Investment Trusts (6798) | 270312904 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1792521 | Ross William Greenberg | Two Harbors Investment Corp. 1601 Utica Avenue South, Suite 900 St. Louis Park MN 55416 | President, Ceo And Cio | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2022-01-31 | 16,680 | $5.71 | 371,282 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 12,102 | Indirect | By Spouse |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.625 to $5.75, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 12,102 shares held by the reporting person's spouse. While the reporting person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein.
Billionaire Hedge Funds
