Filing Details

Accession Number:
0001213900-22-004647
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-31 21:30:36
Reporting Period:
2022-01-31
Accepted Time:
2022-01-31 21:30:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290149 Sierra Oncology Inc. SRRA Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509160 Vivo Ventures Fund Vii, L.p. 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1538309 Vivo Ventures Vii Affiliates Fund, L.p. 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1565020 Vivo Ventures Vii, Llc 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1726403 Vivo Opportunity Fund, L.p. 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1728970 Vivo Opportunity, Llc 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1750117 Vivo Capital Fund Ix, L.p. 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
1750698 Vivo Capital Ix, Llc 192 Lytton Avenue
Palo Alto, CA 94301
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-31 800,000 $27.00 2,735,853 No 4 P Indirect By Vivo Opportunity Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Vivo Opportunity Fund, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 161,712 Indirect By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P.
Common Stock 431,947 Indirect By: Vivo Capital Fund IX, L.P.
Footnotes
  1. Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund, L.P., the record holder of the securities. Gaurav Aggarwal, Hongbo Lu, Kevin Dai, Frank Kung and Michael Chang are managing members of Vivo Opportunity, LLC and may be deemed to share voting and dispositive power over the securities held by Vivo Opportunity Fund, L.P. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.