Filing Details
- Accession Number:
- 0001213900-22-004647
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-31 21:30:36
- Reporting Period:
- 2022-01-31
- Accepted Time:
- 2022-01-31 21:30:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1290149 | Sierra Oncology Inc. | SRRA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509160 | Vivo Ventures Fund Vii, L.p. | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1538309 | Vivo Ventures Vii Affiliates Fund, L.p. | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1565020 | Vivo Ventures Vii, Llc | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1726403 | Vivo Opportunity Fund, L.p. | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1728970 | Vivo Opportunity, Llc | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1750117 | Vivo Capital Fund Ix, L.p. | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No | |
1750698 | Vivo Capital Ix, Llc | 192 Lytton Avenue Palo Alto, CA 94301 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-01-31 | 800,000 | $27.00 | 2,735,853 | No | 4 | P | Indirect | By Vivo Opportunity Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Vivo Opportunity Fund, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 161,712 | Indirect | By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. |
Common Stock | 431,947 | Indirect | By: Vivo Capital Fund IX, L.P. |
Footnotes
- Vivo Opportunity, LLC is the general partner of Vivo Opportunity Fund, L.P., the record holder of the securities. Gaurav Aggarwal, Hongbo Lu, Kevin Dai, Frank Kung and Michael Chang are managing members of Vivo Opportunity, LLC and may be deemed to share voting and dispositive power over the securities held by Vivo Opportunity Fund, L.P. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.