Filing Details

Accession Number:
0001062993-22-001868
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-31 16:26:28
Reporting Period:
2022-01-27
Accepted Time:
2022-01-31 16:26:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1205922 Vaccinex Inc. VCNX Pharmaceutical Preparations (2834) 161603202
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1748346 B. Jacob Frieberg C/O Vaccinex, Inc.
1895 Mount Hope Avenue
Rochester NY 14620
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-27 90,090 $1.11 94,510 No 4 P Indirect By Benbow Estates, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Benbow Estates, Ltd.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 63,519 Direct
Common Stock 4,121 Indirect By Gee Eff Services Limited
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $13.60 2027-09-15 6,396 6,396 Direct
Common Stock Stock Option (Right to Buy) $5.26 2029-03-30 2,501 2,501 Direct
Common Stock Stock Option (Right to Buy) $7.78 7,718 7,718 Direct
Common Stock Stock Option (Right to Buy) $5.52 2029-06-29 2,385 2,385 Direct
Common Stock Stock Option (Right to Buy) $7.17 2029-09-27 1,856 1,856 Direct
Common Stock Stock Option (Right to Buy) $4.85 2029-12-28 2,737 2,737 Direct
Common Stock Stock Option (Right to Buy) $4.00 2030-03-29 3,336 3,336 Direct
Common Stock Stock Option (Right to Buy) $3.95 15,679 15,679 Direct
Common Stock Stock Option (Right to Buy) $3.61 2030-06-28 3,756 3,756 Direct
Common Stock Stock Option (Right to Buy) $1.78 2030-09-28 7,626 7,626 Direct
Common Stock Stock Option (Right to Buy) $2.07 2030-12-29 6,545 6,545 Direct
Common Stock Stock Option (Right to Buy) $2.98 2031-03-31 4,535 4,535 Direct
Common Stock Stock Option (Right to Buy) $2.15 2022-05-11 28,586 28,586 Direct
Common Stock Stock Option (Right to Buy) $2.80 2031-06-28 4,804 4,804 Direct
Common Stock Stock Option (Right to Buy) $2.16 2031-09-28 6,233 6,233 Direct
Common Stock Stock Option (Right to Buy) $1.04 2031-12-29 12,856 12,856 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-09-15 6,396 6,396 Direct
2029-03-30 2,501 2,501 Direct
7,718 7,718 Direct
2029-06-29 2,385 2,385 Direct
2029-09-27 1,856 1,856 Direct
2029-12-28 2,737 2,737 Direct
2030-03-29 3,336 3,336 Direct
15,679 15,679 Direct
2030-06-28 3,756 3,756 Direct
2030-09-28 7,626 7,626 Direct
2030-12-29 6,545 6,545 Direct
2031-03-31 4,535 4,535 Direct
28,586 28,586 Direct
2031-06-28 4,804 4,804 Direct
2031-09-28 6,233 6,233 Direct
2031-12-29 12,856 12,856 Direct
Footnotes
  1. Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  2. Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
  3. Exercisable in full as of the date of this report.
  4. This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
  5. This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
  6. This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.