Filing Details
- Accession Number:
- 0001062993-22-001868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-31 16:26:28
- Reporting Period:
- 2022-01-27
- Accepted Time:
- 2022-01-31 16:26:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1205922 | Vaccinex Inc. | VCNX | Pharmaceutical Preparations (2834) | 161603202 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1748346 | B. Jacob Frieberg | C/O Vaccinex, Inc. 1895 Mount Hope Avenue Rochester NY 14620 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-01-27 | 90,090 | $1.11 | 94,510 | No | 4 | P | Indirect | By Benbow Estates, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Benbow Estates, Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 63,519 | Direct | |
Common Stock | 4,121 | Indirect | By Gee Eff Services Limited |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $13.60 | 2027-09-15 | 6,396 | 6,396 | Direct | |
Common Stock | Stock Option (Right to Buy) | $5.26 | 2029-03-30 | 2,501 | 2,501 | Direct | |
Common Stock | Stock Option (Right to Buy) | $7.78 | 7,718 | 7,718 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $5.52 | 2029-06-29 | 2,385 | 2,385 | Direct | |
Common Stock | Stock Option (Right to Buy) | $7.17 | 2029-09-27 | 1,856 | 1,856 | Direct | |
Common Stock | Stock Option (Right to Buy) | $4.85 | 2029-12-28 | 2,737 | 2,737 | Direct | |
Common Stock | Stock Option (Right to Buy) | $4.00 | 2030-03-29 | 3,336 | 3,336 | Direct | |
Common Stock | Stock Option (Right to Buy) | $3.95 | 15,679 | 15,679 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $3.61 | 2030-06-28 | 3,756 | 3,756 | Direct | |
Common Stock | Stock Option (Right to Buy) | $1.78 | 2030-09-28 | 7,626 | 7,626 | Direct | |
Common Stock | Stock Option (Right to Buy) | $2.07 | 2030-12-29 | 6,545 | 6,545 | Direct | |
Common Stock | Stock Option (Right to Buy) | $2.98 | 2031-03-31 | 4,535 | 4,535 | Direct | |
Common Stock | Stock Option (Right to Buy) | $2.15 | 2022-05-11 | 28,586 | 28,586 | Direct | |
Common Stock | Stock Option (Right to Buy) | $2.80 | 2031-06-28 | 4,804 | 4,804 | Direct | |
Common Stock | Stock Option (Right to Buy) | $2.16 | 2031-09-28 | 6,233 | 6,233 | Direct | |
Common Stock | Stock Option (Right to Buy) | $1.04 | 2031-12-29 | 12,856 | 12,856 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-09-15 | 6,396 | 6,396 | Direct |
2029-03-30 | 2,501 | 2,501 | Direct |
7,718 | 7,718 | Direct | |
2029-06-29 | 2,385 | 2,385 | Direct |
2029-09-27 | 1,856 | 1,856 | Direct |
2029-12-28 | 2,737 | 2,737 | Direct |
2030-03-29 | 3,336 | 3,336 | Direct |
15,679 | 15,679 | Direct | |
2030-06-28 | 3,756 | 3,756 | Direct |
2030-09-28 | 7,626 | 7,626 | Direct |
2030-12-29 | 6,545 | 6,545 | Direct |
2031-03-31 | 4,535 | 4,535 | Direct |
28,586 | 28,586 | Direct | |
2031-06-28 | 4,804 | 4,804 | Direct |
2031-09-28 | 6,233 | 6,233 | Direct |
2031-12-29 | 12,856 | 12,856 | Direct |
Footnotes
- Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
- Exercisable in full as of the date of this report.
- This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
- This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
- This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.