Filing Details
- Accession Number:
- 0001062993-22-001867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-31 16:24:47
- Reporting Period:
- 2022-01-27
- Accepted Time:
- 2022-01-31 16:24:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1205922 | Vaccinex Inc. | VCNX | Pharmaceutical Preparations (2834) | 161603202 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268239 | Albert Friedberg | 220 Bay Street Suite 600 Toronto A6 M5J 2W4 | Yes | No | Yes | No | |
1678258 | Fcmi Parent Co. | 220 Bay Street Suite 600 Toronto A6 M5J 2W4 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-01-27 | 1,801,801 | $1.11 | 3,511,894 | No | 4 | P | Indirect | By Friedberg Global-Macro Hedge Fund Ltd. |
Common Stock | Acquisiton | 2022-01-27 | 1,801,801 | $1.11 | 11,580,436 | No | 4 | P | Indirect | By FCMI Parent Co. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Friedberg Global-Macro Hedge Fund Ltd. |
No | 4 | P | Indirect | By FCMI Parent Co. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 439,555 | Direct | |
Common Stock | 37,633 | Indirect | By Pan-Atlantic Bank & Trust Ltd. |
Footnotes
- Mr. Friedberg is the majority owner of Pan Atlantic Bank & Trust Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Includes 967,983 shares previously reported as being held indirectly through FCMI Financial Corporation.