Filing Details
- Accession Number:
- 0001213900-22-003971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-27 16:05:14
- Reporting Period:
- 2022-01-25
- Accepted Time:
- 2022-01-27 16:05:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1823587 | Sky Harbour Group Corp | SKYH | Real Estate Operators (No Developers) & Lessors (6510) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494582 | Boston Omaha Corp | C/O Boston Omaha Corporation 1601 Dodge Street, Suite 3300 Omaha NE 68102 | No | No | Yes | No | |
1689425 | Buffett Alexander Rozek | C/O Boston Omaha Corporation 1601 Dodge Street, Suite 3300 Omaha NE 68102 | Yes | No | Yes | No | |
1823571 | Boc Yellowstone Llc | C/O Boston Omaha Corporation 1601 Dodge Street, Suite 3300 Omaha NE 68102 | No | No | Yes | No | |
1832903 | Boc Yellowstone Ii Llc | C/O Boston Omaha Corporation 1601 Dodge Street, Suite 3300 Omaha NE 68102 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-01-25 | 4,500,000 | $10.00 | 4,500,000 | No | 4 | P | Indirect | See Footnote 1 |
Class A Common Stock | Acquisiton | 2022-01-25 | 3,193,474 | $0.00 | 7,693,474 | No | 4 | C | Indirect | See Footnote 2 |
Class A Common Stock | Acquisiton | 2022-01-25 | 206,250 | $0.00 | 7,899,724 | No | 4 | C | Indirect | See Footnote 3 |
Class A Common Stock | Acquisiton | 2022-01-25 | 5,500,000 | $0.00 | 13,399,724 | No | 4 | J | Indirect | See Footnote 4 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote 1 |
No | 4 | C | Indirect | See Footnote 2 |
No | 4 | C | Indirect | See Footnote 3 |
No | 4 | J | Indirect | See Footnote 4 |
Footnotes
- Consists of 4,500,000 shares of Class A common stock purchased by Boston Omaha Corporation upon the closing of the business combination between Yellowstone Acquisition Company and Sky Harbour LLC (the "Business Combination"). Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.
- 3,193,474 of the reported shares were issued in connection with the automatic conversion of an equal number of shares of Class B common stock which converted to Class A common stock upon the closing of the Business Combination. These shares are held directly by BOC Yellowstone I and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.
- 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
- 5,500,000 of the reported shares were issued in connection with the automatic conversion of Series B Preferred Units of Sky Harbour LLC purchased in August 2021 and which convert to 5,500,000 shares of Class A common stock upon the closing of the Business Combination. These shares are held by Boston Omaha Corporation and Alex B. Rozek is a director of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by Boston Omaha Corporation. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation.