Filing Details

Accession Number:
0001104659-22-008271
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-27 16:01:33
Reporting Period:
2022-01-27
Accepted Time:
2022-01-27 16:01:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1817760 Smartkem Inc. SMTK Semiconductors & Related Devices (3674) 851083654
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1845759 P. Simon King Hexagon Tower
Delaunays Road, Blackley
Manchester X0 M9 8GQ
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-27 986,375 $2.00 7,416,307 No 4 P Indirect By Octopus Titan VCT Plc
Common Stock Acquisiton 2022-01-27 13,625 $2.00 59,721 No 4 P Indirect By Octopus Investments Nominees Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Octopus Titan VCT Plc
No 4 P Indirect By Octopus Investments Nominees Limited
Footnotes
  1. Reporting person is a partner of Octopus Investments Limited, which is the manager of Octopus Titan VCT Plc. Through his position with Octopus Investments Limited, the reporting person is deemed to control the voting and disposition of the shares of the common stock held by the Octopus Titan VCT Plc. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person, Octopus Titan VCT Plc or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. Reporting person is a partner of Octopus Investments Limited, which is the manager of Octopus Investments Nominees Limited. Through his position with Octopus Investments Limited, the reporting person is deemed to control the voting and disposition of the shares of the common stock held by the Octopus Investments Nominees Limited. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person, Octopus Investments Nominees Limited or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.