Filing Details
- Accession Number:
- 0001104659-22-008271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-27 16:01:33
- Reporting Period:
- 2022-01-27
- Accepted Time:
- 2022-01-27 16:01:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1817760 | Smartkem Inc. | SMTK | Semiconductors & Related Devices (3674) | 851083654 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1845759 | P. Simon King | Hexagon Tower Delaunays Road, Blackley Manchester X0 M9 8GQ | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-01-27 | 986,375 | $2.00 | 7,416,307 | No | 4 | P | Indirect | By Octopus Titan VCT Plc |
Common Stock | Acquisiton | 2022-01-27 | 13,625 | $2.00 | 59,721 | No | 4 | P | Indirect | By Octopus Investments Nominees Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Octopus Titan VCT Plc |
No | 4 | P | Indirect | By Octopus Investments Nominees Limited |
Footnotes
- Reporting person is a partner of Octopus Investments Limited, which is the manager of Octopus Titan VCT Plc. Through his position with Octopus Investments Limited, the reporting person is deemed to control the voting and disposition of the shares of the common stock held by the Octopus Titan VCT Plc. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person, Octopus Titan VCT Plc or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- Reporting person is a partner of Octopus Investments Limited, which is the manager of Octopus Investments Nominees Limited. Through his position with Octopus Investments Limited, the reporting person is deemed to control the voting and disposition of the shares of the common stock held by the Octopus Investments Nominees Limited. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person, Octopus Investments Nominees Limited or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.