Filing Details
- Accession Number:
- 0001645842-22-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-26 17:54:23
- Reporting Period:
- 2022-01-24
- Accepted Time:
- 2022-01-26 17:54:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645842 | Zymergen Inc. | ZY | Services-Commercial Physical & Biological Research (8731) | 462942439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1845655 | Zachariah Serber | 5980 Horton Street, Suite 105 Emeryville CA 94608 | Chief Science Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-01-24 | 21,730 | $4.76 | 2,391,220 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,000 | Indirect | See Footnote |
Common Stock | 40,000 | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 23, 2021 that provides for the sale of up to 250,000 shares over the next ten (10) months.
- Transaction executed in multiple trades at prices ranging from $4.50 to $5.05 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Held by the Rorik Serber 2021 Irrevocable Trust.
- Held by spouse as custodian for children under the California Uniform Transfer to Minors Act.