Filing Details
- Accession Number:
- 0001209191-22-005066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-26 16:16:09
- Reporting Period:
- 2022-01-24
- Accepted Time:
- 2022-01-26 16:16:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1675149 | Alcoa Corp | AA | Primary Production Of Aluminum (3334) | 811789115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1686245 | D. Jeffrey Heeter | 201 Isabella Street Suite 500 Pittsburgh PA 15212-5858 | Evp & Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2022-01-24 | 2,127 | $58.02 | 56,472 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2022-01-25 | 12,050 | $37.68 | 68,522 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2022-01-25 | 11,260 | $53.30 | 79,782 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2022-01-25 | 6,130 | $27.96 | 85,912 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2022-01-25 | 29,440 | $60.31 | 56,472 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-01-25 | 12,050 | $37.68 | 12,050 | $37.68 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2022-01-25 | 11,260 | $53.30 | 11,260 | $53.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-01-25 | 6,130 | $27.96 | 6,130 | $27.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-02 | 2027-02-02 | No | 4 | M | Direct |
| 0 | 2019-01-24 | 2028-01-24 | No | 4 | M | Direct |
| 0 | 2020-01-24 | 2029-01-24 | No | 4 | M | Direct |
Footnotes
- Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.1000 - $60.5000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- This option vested in equal installments over three years beginning on the date shown.
Billionaire Hedge Funds
