Filing Details
- Accession Number:
- 0001375151-22-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-21 21:23:47
- Reporting Period:
- 2022-01-19
- Accepted Time:
- 2022-01-21 21:23:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375151 | Zogenix Inc. | ZGNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1051411 | T Erle Mast | C/O Zogenix, Inc. 5959 Horton Street, Suite 500 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy) | Acquisiton | 2022-01-19 | 6,250 | $15.04 | 9,277 | No | 4 | M | Direct | |
| Stock Option (Right To Buy) | Acquisiton | 2022-01-19 | 4,375 | $14.88 | 13,652 | No | 4 | M | Direct | |
| Stock Option (Right To Buy) | Acquisiton | 2022-01-19 | 4,375 | $12.00 | 18,027 | No | 4 | M | Direct | |
| Stock Option (Right To Buy) | Disposition | 2022-01-19 | 15,000 | $26.09 | 3,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-01-19 | 6,250 | $0.00 | 6,250 | $15.04 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-01-19 | 4,375 | $0.00 | 4,375 | $14.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-01-19 | 4,375 | $0.00 | 4,375 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-04-27 | No | 4 | M | Direct | |
| 0 | 2022-06-06 | No | 4 | M | Direct | |
| 1,250 | 2023-06-18 | No | 4 | M | Direct |
Footnotes
- The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2021.
- Represents the weighted average sales price per share. The shares were sold at prices ranging from $26.05 to $26.15 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Billionaire Hedge Funds
