Filing Details
- Accession Number:
- 0001209191-22-004508
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-21 19:22:22
- Reporting Period:
- 2022-01-19
- Accepted Time:
- 2022-01-21 19:22:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95552 | Superior Industries International Inc | SUP | Motor Vehicle Parts & Accessories (3714) | 952594729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244666 | E Thomas Lynch | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
| 1767178 | Mill Road Capital Iii Gp Llc | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
| 1767199 | Mill Road Capital Iii, L.p. | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2022-01-19 | 2,000 | $4.50 | 3,223,718 | No | 4 | P | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2022-01-20 | 403 | $4.50 | 3,224,121 | No | 4 | P | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2022-01-20 | 5,000 | $5.00 | 3,229,121 | No | 4 | P | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2022-01-21 | 33,229 | $4.14 | 3,262,350 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put options (obligation to buy) | Disposition | 2022-01-19 | 103 | $90.00 | 10,300 | $5.00 |
| Common Stock | Put options (obligation to buy) | Disposition | 2022-01-20 | 155 | $95.01 | 15,500 | $5.00 |
| Common Stock | Put options (obligation to buy) | Disposition | 2022-01-20 | 50 | $0.00 | 5,000 | $5.00 |
| Common Stock | Put options (obligation to buy) | Disposition | 2022-01-21 | 65 | $140.00 | 6,500 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 103 | 2022-01-19 | 2022-04-14 | No | 4 | S | Direct |
| 258 | 2022-01-20 | 2022-04-14 | No | 4 | S | Direct |
| 322 | 2022-01-21 | No | 4 | X | Direct | |
| 1,312 | 2022-01-21 | 2022-07-15 | No | 4 | S | Direct |
Footnotes
- The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
- Each put option became exercisable on the date purchased, which dates range from 12/22/2021 to 12/31/2021.
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